Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kazi? Claim Your ProfileKazi Kaisar Mahmud is a registered representative with Wells Fargo Clearing Services, LLC. Kazi has been in the financial services industry since November 4, 2016. Kazi holds Series 6, 7TO, 63, and 65 licenses, and has registrations in Arizona, Colorado, Kansas, Maryland, Minnesota, Missouri, Nebraska, North Dakota, Oklahoma, South Dakota, Tennessee, and Texas. Kazi is a member of the Finance Committee for Distressed Children & Infants International. Kazi's primary office is located at 455 S West St in Wichita, Kansas. Kazi can also be found at the branch office at 7400 W 130th St Ste 400 in Overland Park, Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
09/16/2021 - Present
Wells Fargo Clearing Services, LLC (WICHITA KS)
IA
Issued 06/07/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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