Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kayvan? Claim Your ProfileKayvan Karoon is an experienced financial professional who has been serving clients for over 30 years. Kayvan currently is a Registered Representative with A.g.p. / Alliance Global Partners and has been in this role since November 2023. Before joining this firm, Kayvan held various positions with other firms, including AEGIS CAPITAL CORP., NATIONAL SECURITIES CORPORATION, and LINCOLN FINANCIAL SECURITIES CORPORATION. Kayvan is a Registered Principal and holds Series 4, 7, 24, 63, and 65 licenses. Kayvan specializes in providing financial planning and investment advice for individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
NJ
12/05/2023 - Present
A.g.p. / Alliance Global Partners (Rochelle Park NJ)
NJ
01/23/2017 - 12/22/2023
AEGIS CAPITAL CORP. (Rochelle Park NJ)
NJ
04/04/2012 - 02/17/2017
NATIONAL SECURITIES CORPORATION (PARAMUS NJ)
NJ
09/05/2008 - 04/13/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (PARAMUS NJ)
NJ
08/18/2005 - 10/03/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (PARAMUS NJ)
NJ
01/10/2001 - 08/24/2005
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
FL
02/09/1999 - 12/31/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
05/22/1997 - 01/28/1999
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
03/04/1997 - 05/08/1997
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
NY
09/21/1995 - 03/04/1997
AMERICORP SECURITIES, INC. (NEW YORK NY)
NJ
03/24/1994 - 09/29/1995
T.R. WINSTON & COMPANY, INC. (BEDMINSTER NJ)
NY
11/08/1991 - 03/31/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
05/20/1991 - 11/22/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2008
Series 4 - Registered Options Principal Examination
BC
Issued 04/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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