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Kayla M Brooks travers

Neuberger Berman BD LLC

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About Kayla M Brooks travers

Kayla M. Brooks Travers is a registered representative and investment advisor representative with Neuberger Berman BD LLC. Kayla is a well-rounded financial professional, holding Series 7, 63, 86, and 87 securities licenses. Kayla has been in the industry since September 2017, previously working at Bank of America Securities and Merrill Lynch. Kayla has a diverse professional background, having also worked at Thomson Reuters and Cornell University, demonstrating her strong work ethic and diverse skill set.

Firm Information

Kayla Brooks travers is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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percentage of assets

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Kayla Brooks travers’s Registration & Firm History

NY

10/04/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

05/10/2019 - 05/24/2021

BOFA SECURITIES, INC. (NEW YORK NY)

NY

08/19/2017 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/01/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/20/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2017

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/06/2017

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/19/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kayla M Brooks travers.
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