Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kaye? Claim Your ProfileKaye Nell Ochetto is a financial advisor with Edward Jones. Kaye is a registered representative and investment advisor representative with over 10 years of experience in the financial industry. Kaye has a strong background in financial planning, portfolio management, and retirement planning. Kaye has held licenses with SAYBRUS EQUITY SERVICES, INC, PRUCO SECURITIES, LLC., and HARTFORD EQUITY SALES COMPANY INC. in the past. Kaye's experience and dedication to her clients make her a valuable resource for individuals and families seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
LA
12/12/2018 - Present
Edward Jones (STONEWALL LA)
CT
09/16/2013 - 07/01/2015
SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)
NJ
01/03/2013 - 09/19/2013
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
05/01/2008 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BOTH
Issued 08/25/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/30/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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