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Kay Sophia Whittler

Horace Mann Investors, Inc.

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About Kay Sophia Whittler

Kay Sophia Whittler is a financial professional with over 20 years of experience in the industry. Kay is currently registered with Horace Mann Investors, Inc. in Springfield, Illinois. Kay has held previous roles at several firms including The O.N. Equity Sales Company, PRUCO Securities, LLC, NYLIFE Securities LLC, PFS Investments Inc., and Waddell & Reed, Inc. Kay holds the Series 6, Series 63, and SIE licenses. Kay specializes in investments.

Firm Information

Kay Whittler is currently registered with Horace Mann Investors, Inc.. Horace Mann Investors, Inc., a Corporation, is a registered investment advisor with the SEC and in all 50 states. Founded in 1957, the firm offers investment advisory services including selection of other advisors. Horace Mann Investors, Inc. serves individuals other than high-net-worth, with total assets under management of $62,122,049 across 498 non-discretionary accounts. The firm's main office is located in Springfield, IL.
Horace Mann Investors, Inc.

ONE HORACE MANN PLAZA

SPRINGFIELD, IL 62715-0001

$62.12M

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Percentage of assets under third party investment management

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Kay Whittler’s Registration & Firm History

IL

09/04/2024 - Present

Horace Mann Investors, Inc. (SPRINGFIELD IL)

MO

05/10/2022 - 07/23/2024

THE O.N. EQUITY SALES COMPANY (Lee's Summit MO)

MO

09/17/2021 - 05/25/2022

PRUCO SECURITIES, LLC. (St. Louis MO)

KS

12/13/2018 - 05/05/2021

NYLIFE SECURITIES LLC (OVERLAND PARK KS)

MO

06/15/2007 - 10/17/2018

PFS INVESTMENTS INC. (COLUMBIA MO)

GA

05/09/2005 - 06/06/2007

PFS INVESTMENTS INC. (DULUTH GA)

KS

10/27/2003 - 03/15/2005

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 04/16/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kay Sophia Whittler. Review regulatory record here.
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