Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kay? Claim Your ProfileKay Sharpe Harrison is a registered representative with Investment Distributors, Inc. Kay has been in the financial services industry since 1999. Kay is a registered principal and has a Series 7, 24, 52, 53, 63, 79 and 99 licenses. Kay has been registered with the state of Alabama since 2022. Kay was previously registered with Concourse Financial Group Securities, Inc. and ProEquities, Inc. in Alabama. Kay has a bachelor's degree in Finance from the University of Alabama. Kay's focus is on helping individuals and families reach their financial goals. Kay is committed to providing her clients with personalized service and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
09/20/2022 - Present
Investment Distributors, Inc. (Birmingham AL)
AL
04/30/2017 - 09/21/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)
AL
06/08/2010 - 12/31/2015
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
01/22/2010 - 06/10/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOOVER AL)
AL
07/29/1999 - 12/21/2009
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
06/21/1999 - 07/23/1999
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
NY
08/06/1997 - 06/23/1999
J.C. BRADFORD & CO. (NEW YORK NY)
BC
Issued 10/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kay Harrison is the right advisor for you? Invested Better is here to help.
