Unclaimed
Kay Ngiam Paradiso is a registered representative with Hightower Securities, LLC. Kay has been in the securities industry since August 15, 2009. Kay holds the Series 7 and Series 63 securities licenses and the SIE exam. Kay is registered in Virginia. Kay was previously registered with Royal Alliance Associates, Inc. in McLean, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
09/05/2018 - Present
Hightower Securities, LLC (VIENNA VA)
VA
05/05/2009 - 05/24/2018
ROYAL ALLIANCE ASSOCIATES, INC. (MCLEAN VA)
BC
Issued 08/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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