Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kay? Claim Your ProfileKay Marie Knuth is a financial advisor with over 30 years of experience in the industry. Kay has worked with Cambridge Investment Research Advisors, Inc. since 2007. Before that, Kay worked with several other firms including INVEST FINANCIAL CORPORATION, M&I BROKERAGE SERVICES, INC., VALLEY SECURITIES, INC., ELAN INVESTMENT SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS FINANCIAL SERVICES INC. Kay holds a Series 6, 7, 22, and 63 licenses and the SIE exam. Kay is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WI
02/05/2009 - Present
Cambridge Investment Research Advisors, Inc. (APPLETON WI)
WI
03/22/2004 - 04/17/2007
INVEST FINANCIAL CORPORATION (GREEN BAY WI)
WI
07/01/1994 - 07/14/2003
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
WI
01/12/1994 - 07/01/1994
VALLEY SECURITIES, INC. (APPLETON WI)
NJ
08/11/1988 - 11/18/1993
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
MN
08/23/1984 - 07/25/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/23/1984 - 12/24/1986
IDS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
BC
Issued 09/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
BC
Issued 11/02/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/22/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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