Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kay? Claim Your ProfileKay Lynne Marek Bowers is a financial advisor who has been in the industry since 2002. Kay is currently registered with Wells Fargo Clearing Services, LLC, and has been with the firm since 2021. Before that, Kay was with J.P. Morgan Securities LLC. Kay holds several licenses and certifications, including Series 6, Series 7, Series 63, and Series 66. Kay has experience working with a variety of clients, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/29/2021 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE VILLAGE CA)
CA
10/01/2012 - 10/05/2021
J.P. MORGAN SECURITIES LLC (WEST HILLS CA)
UT
02/21/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAYTON UT)
CA
08/08/2008 - 03/02/2009
WAMU INVESTMENTS, INC. (TORRANCE CA)
CA
11/05/2007 - 07/14/2008
CITIGROUP GLOBAL MARKETS INC. (SAN PEDRO CA)
CA
09/23/2003 - 08/23/2006
WELLS FARGO INVESTMENTS, LLC (RANCHO PALOS VERDES CA)
AZ
05/13/2002 - 06/10/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 11/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/10/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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