Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kay? Claim Your ProfileKay Lynn Flores is an investment advisor representative with LPL Financial LLC. Kay has been in the industry since 2001, and has a Series 6, Series 63, and Series 6TO license. Kay has previously worked with Northwestern Mutual Investment Services, LLC, ING Financial Partners, Inc., and Robert W. Baird & Co. Incorporated. Kay is licensed to practice in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/11/2024 - Present
LPL Financial LLC (SAN ANTONIO TX)
TX
08/21/2020 - 06/18/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN ANTONIO TX)
CT
05/23/2003 - 12/31/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
WI
06/22/2001 - 05/07/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
06/22/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 12/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/02/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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