Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kay? Claim Your ProfileKay Lynette Barcus is a financial advisor with over 30 years of experience in the industry. Kay has held various positions at several prominent financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Kemper Securities Group, Inc., Citigroup Global Markets Inc., Morgan Stanley Smith Barney and Oppenheimer & Co. Inc. Kay has a strong track record of success in providing financial advice to individuals, corporations, and institutions. Kay holds the Series 7, Series 63, and Series 65 licenses as well as the SIE exam. Kay is also a Certified Financial Planner. Kay offers a variety of financial planning services, including investment management, retirement planning, and college savings. Kay is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
06/09/2009 - Present
Oppenheimer & Co. Inc. (HOUSTON TX)
TX
06/01/2009 - 06/22/2009
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
06/06/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NY
02/04/1992 - 06/10/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
10/16/1990 - 03/26/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
IA
Issued 01/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kay Barcus is the right advisor for you? Invested Better is here to help.
