Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kay? Claim Your ProfileKay James Bragg is a financial advisor at The Strategic Financial Alliance, Inc. Kay is a registered representative with FINRA and is licensed to sell securities in North Carolina. Kay specializes in providing financial planning, portfolio management, and educational seminars. Kay has been in the financial industry since 2005 and holds the Series 63, Series 7, and SIE licenses. Kay is dedicated to helping clients reach their financial goals. Prior to joining The Strategic Financial Alliance, Inc., Kay worked at Woodbury Financial Services, Inc. and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
10/30/2015 - Present
THE Strategic Financial Alliance, Inc. (GOLDSBORO NC)
NC
05/03/2010 - 11/04/2015
WOODBURY FINANCIAL SERVICES, INC. (GOLDSBORO NC)
NC
02/23/2006 - 05/04/2010
NATIONAL PLANNING CORPORATION (GOLDSBORO NC)
AL
12/13/2004 - 02/01/2006
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BC
Issued 03/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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