Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kay? Claim Your ProfileKay Fowler Kelton is an investment advisor representative for Cambridge Investment Research Advisors, Inc. Kay has been working in the financial services industry since December 18, 2003. Kay is a Certified Financial Planner and holds the Series 63, Series 66 and Series 7 licenses. Kay has previously worked with various financial institutions, including State Farm VP Management Corp., Raymond James Financial Services, Inc., Banc of America Investment Services, Inc., Fidelity Investments Institutional Services Company, Inc., Fidelity Brokerage Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and The Stuart-James Company, Incorporated. Kay has a strong track record of helping individuals and families reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
09/14/2020 - Present
Cambridge Investment Research Advisors, Inc. (Kerrville TX)
TX
04/29/2009 - 12/10/2009
STATE FARM VP MANAGEMENT CORP. (DALLAS TX)
TX
06/26/2007 - 01/15/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (DALLAS TX)
TX
01/24/2006 - 04/13/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (ADDISON TX)
MA
05/15/2000 - 01/07/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
RI
01/27/1999 - 04/07/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
01/13/1992 - 12/31/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
11/05/1990 - 11/21/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
07/30/1990 - 09/25/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BOTH
Issued 02/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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