Unclaimed
Kay E. Simmons is a registered representative with J.p. Morgan Securities LLC, with over 10 years of experience in the financial industry. Kay has a Series 6, Series 63 and Series 6TO licenses. Kay has a proven track record of providing financial advice and investment services to individuals, families and businesses. Kay is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
10/26/2022 - Present
J.p. Morgan Securities LLC (TEANECK NJ)
NJ
11/25/2013 - 07/14/2020
J.P. MORGAN SECURITIES LLC (HACKENSACK NJ)
NY
10/29/1998 - 04/25/2002
DIME SECURITIES, INC. (BROOKLYN NY)
BC
Issued 01/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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