Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kay? Claim Your ProfileKay Durow is a financial advisor with Wells Fargo Clearing Services, LLC, a firm based in St. Louis, Missouri. Kay Durow has been a registered advisor since 1983, and holds several licenses and certifications, including Series 7, 8, 9, 10, 24, 63, and 65. Kay Durow has worked with Goldman, Sachs & Co., Wachovia Securities, LLC, Index Securities, Inc., and Geldermann Securities, Inc., in addition to Wells Fargo. Kay Durow has a strong background in financial services and has been serving clients in Michigan, Texas, and several other states for decades.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
04/29/2013 - Present
Wells Fargo Clearing Services, LLC (TROY MI)
NY
06/30/2005 - 08/08/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
MO
04/19/1991 - 06/28/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IL
05/29/1987 - 04/11/1991
INDEX SECURITIES, INC. (CHICAGO IL)
NA
11/23/1983 - 06/11/1987
GELDERMANN SECURITIES, INC.
IA
Issued 05/09/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/20/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/13/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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