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Kay D Kapets

Thrivent Investment Management Inc.

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About Kay D Kapets

Kay D Kapets is a registered representative with Thrivent Investment Management Inc. Kay has been in the financial services industry since 2005 and has held several roles with Thrivent Investment Management Inc. Kay is also a registered principal with Thrivent Investment Management Inc. in Wisconsin.

Firm Information

Kay Kapets is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kay Kapets’s Registration & Firm History

WI

04/24/2017 - Present

Thrivent Investment Management Inc. (APPLETON WI)

WI

10/29/2007 - 07/27/2016

THRIVENT INVESTMENT MANAGEMENT INC. (APPLETON WI)

IL

08/03/2005 - 08/15/2007

NATCITY INVESTMENTS, INC. (PEORIA IL)

MN

07/01/2005 - 07/25/2005

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

MN

01/01/2004 - 08/05/2004

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 06/07/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/16/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/24/2006

Series 4 - Registered Options Principal Examination

BC

Issued 08/17/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kay D Kapets.
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