Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kay? Claim Your ProfileKay Chere Smith is a financial advisor with LPL Financial LLC. Kay has been in the financial industry since 2004. Kay has a series 7 and a series 66 license. Kay currently works in Palm Coast, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/04/2019 - Present
LPL Financial LLC (PALM COAST FL)
FL
12/20/2017 - 07/06/2018
LPL FINANCIAL LLC (PALM COAST FL)
FL
04/22/2015 - 12/31/2015
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (ST. AUGUSTINE FL)
FL
10/24/2012 - 05/30/2013
RAYMOND JAMES & ASSOCIATES, INC. (DAYTONA BEACH FL)
FL
08/30/2010 - 07/31/2012
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
FL
09/29/2005 - 08/24/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTON FL)
WI
10/18/2004 - 03/10/2005
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
02/24/2004 - 07/14/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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