Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kay? Claim Your ProfileKay Alison Johnson is a financial advisor with over 30 years of experience in the industry. Kay has worked at multiple firms including Raymond James Financial Services, Inc., VFinance Investments, Inc., and National Securities Corporation. Kay currently works with Allied Millennial Partners, LLC and Onesource FI LLC, both of which are based in New York, NY. Kay's career spans across several states including Washington, Florida, and Nebraska. Kay has a broad range of credentials and licenses, including Series 7, 9, 10, 14, 24, 63, 79, and 99, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/03/2021 - Present
Onesource FI LLC (New York NY)
WA
08/12/2002 - 04/25/2019
NATIONAL SECURITIES CORPORATION (SEATTLE WA)
WA
01/11/2010 - 03/13/2018
VFINANCE INVESTMENTS, INC (SEATTLE WA)
FL
01/04/1999 - 08/12/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
10/01/1997 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
FL
03/05/1993 - 12/23/1996
HOWE, SOLOMON & HALL, INC. (MIAMI FL)
NE
10/13/1988 - 12/24/1991
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
11/18/1986 - 10/10/1988
SHEARSON LEHMAN HUTTON INC.
BC
Issued 12/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/15/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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