Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kawa? Claim Your ProfileKawa Chu is a securities professional with over 11 years of experience in the industry. Kawa Chu is a Registered Representative with The Bank Street Group LLC. Kawa Chu holds the Series 63, Series 79, SIE, and Series 24 licenses. Kawa Chu is currently registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
09/12/2011 - Present
THE Bank Street Group LLC (STAMFORD CT)
BC
Issued 06/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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