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Kavon Moshfeghi

Joseph Gunnar & Co. LLC

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About Kavon Moshfeghi

Kavon Moshfeghi is a financial advisor with Joseph Gunnar & Co. LLC. Kavon has been in the industry since October 11, 2013, and has been registered with the firm since October 29, 2013. Kavon is registered to provide financial advice in 39 states. Kavon specializes in providing financial advice to individuals and helping select other advisors.

Firm Information

Kavon Moshfeghi is currently registered with Joseph Gunnar & Co. LLC. Joseph Gunnar & Co. LLC is a Limited Liability Company registered with the SEC and in 53 states. The firm, founded in 1997, is headquartered in Uniondale, New York and provides portfolio management services for individuals and selects other advisers. They are registered to offer wrap fee programs and have reported 5 regulatory events and 12 arbitration disclosures.
Joseph Gunnar & Co. LLC

1000 RXR PLAZA

UNIONDALE, NY 11556

$31.02M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Share in fees paid to tpmms

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Kavon Moshfeghi’s Registration & Firm History

NY

10/29/2013 - Present

Joseph Gunnar & Co. LLC (UNIONDALE NY)

NY

10/11/2013 - 11/11/2013

K.C. WARD FINANCIAL (RONKONKOMA NY)

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Licenses & Designations

BC

Issued 12/16/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Kavon Moshfeghi. Review regulatory record here.
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