Unclaimed
Kavirath Jain is a registered representative with Tower Principal Markets LLC. Kavirath is a Series 7, Series 57, Series 57TO and Series 7TO licensed professional. Kavirath has been in the financial industry since 2018. Previously Kavirath was associated with Citadel Securities LLC. Kavirath is located in New York, NY and is associated with the New York, NY branch of Tower Principal Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/04/2024 - Present
Tower Principal Markets LLC (New York NY)
FL
09/17/2018 - 03/16/2021
CITADEL SECURITIES LLC (MIAMI FL)
BC
Issued 12/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/11/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2018
Series 57 - Securities Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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