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Kavirath Jain

Tower Principal Markets LLC

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About Kavirath Jain

Kavirath Jain is a registered representative with Tower Principal Markets LLC. Kavirath is a Series 7, Series 57, Series 57TO and Series 7TO licensed professional. Kavirath has been in the financial industry since 2018. Previously Kavirath was associated with Citadel Securities LLC. Kavirath is located in New York, NY and is associated with the New York, NY branch of Tower Principal Markets LLC.

Firm Information

Kavirath Jain is currently registered with Tower Principal Markets LLC. Tower Principal Markets LLC is a Limited Liability Company formed in South Carolina on February 24, 2022. The firm is registered with the Securities and Exchange Commission and the state of South Carolina.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kavirath Jain’s Registration & Firm History

NY

03/04/2024 - Present

Tower Principal Markets LLC (New York NY)

FL

09/17/2018 - 03/16/2021

CITADEL SECURITIES LLC (MIAMI FL)

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Licenses & Designations

BC

Issued 12/11/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/11/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2018

Series 57 - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kavirath Jain.
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