Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kavian? Claim Your ProfileKavian McMillon is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Dallas, Texas. Kavian has been in the financial services industry since 2013, holding prior positions at AXA Advisors, LLC and PFS Investments Inc. Kavian specializes in providing investment advice and services to individuals, corporations, and other businesses. Kavian is also a registered investment advisor in Texas. Kavian holds Series 6, 7, 63, and 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/03/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
TX
04/04/2017 - 09/10/2019
AXA ADVISORS, LLC (DALLAS TX)
TX
10/28/2013 - 12/13/2016
PFS INVESTMENTS INC. (MCKINNEY TX)
IA
Issued 12/02/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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