Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kauser? Claim Your ProfileKauser Hazarika is a financial advisor with Stifel, Nicolaus & Company, Inc. Kauser has been in the industry since 2005 and has experience in a variety of investment areas including portfolio management for individuals and businesses. Kauser holds Series 3, 7, 24, 31, 66, and 79 licenses and is registered to provide investment advice in all states. Prior to joining Stifel, Nicolaus & Company, Inc., Kauser was employed with BB&T Securities, LLC, Morgan Stanley, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/06/2020 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
07/12/2017 - 01/03/2020
BB&T SECURITIES, LLC (BOSTON MA)
MA
09/12/2016 - 06/22/2017
MORGAN STANLEY (WALTHAM MA)
MA
09/17/2014 - 01/21/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WELLESLEY HILLS MA)
MD
01/21/2011 - 03/06/2012
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
MA
11/17/2005 - 05/08/2007
MORGAN STANLEY & CO., INCORPORATED (BOSTON MA)
BOTH
Issued 10/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/17/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/18/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/21/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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