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Kaumil S Gajrawala

Jefferies LLC

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About Kaumil S Gajrawala

Kaumil Gajrawala is a financial professional with over 17 years of experience in the industry. Kaumil is currently registered with Jefferies LLC. Previously, Kaumil has worked with Credit Suisse Securities (USA) LLC, UBS Securities LLC and UBS Warburg LLC. Kaumil has a strong understanding of the financial markets and is committed to providing his clients with the highest level of service.

Firm Information

Kaumil Gajrawala is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kaumil Gajrawala’s Registration & Firm History

NY

08/03/2023 - Present

Jefferies LLC (NEW YORK NY)

NY

07/12/2018 - 07/28/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

06/06/2002 - 07/17/2013

UBS SECURITIES LLC (NEW YORK NY)

NY

11/03/2000 - 08/07/2001

UBS WARBURG LLC (NEW YORK NY)

NJ

10/05/2000 - 11/03/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 08/03/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/28/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/04/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kaumil S Gajrawala.
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