Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kauleen? Claim Your ProfileKauleen Elizabeth Daley is a financial advisor in BOCA RATON, FL. Kauleen has been in the financial industry since August 16, 2000. Kauleen has passed the Series 6, 7, and 63 exams, as well as the SIE Exam. Kauleen is currently registered with Ameriprise Financial Services, LLC and has been with the firm since January 3, 2019. Kauleen's previous employers include PFS INVESTMENTS INC., MANAGED ACCOUNT SERVICES, LLC, WELLS FARGO ADVISORS, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., and RAYMOND JAMES & ASSOCIATES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/03/2019 - Present
Ameriprise Financial Services, LLC (BOCA RATON FL)
FL
05/17/2016 - 12/31/2016
PFS INVESTMENTS INC. (BOCA RATON FL)
FL
01/05/2015 - 11/19/2015
MANAGED ACCOUNT SERVICES, LLC (BOCA RATON FL)
FL
08/24/2010 - 12/01/2014
MANAGED ACCOUNT SERVICES, LLC (BOCA RATON FL)
FL
03/25/2009 - 12/18/2009
WELLS FARGO ADVISORS, LLC (BOCA RATON FL)
FL
05/15/2007 - 03/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOCA RATON FL)
FL
08/16/2000 - 05/04/2007
RAYMOND JAMES & ASSOCIATES, INC. (BOCA RATON FL)
GA
01/22/1998 - 12/31/1999
PFS INVESTMENTS INC. (DULUTH GA)
GA
04/25/1997 - 12/31/1997
PFS INVESTMENTS INC. (DULUTH GA)
GA
06/24/1996 - 12/31/1996
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 06/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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