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Katya Rosenblatt

Baron Capital, Inc.

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About Katya Rosenblatt

Katya Rosenblatt is a financial advisor with over 15 years of experience in the industry. She is currently a registered representative at Baron Capital, Inc. and is licensed to sell securities in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Katya is also a Series 24 Principal and holds the Series 3, SIE and Series 17 licenses. Prior to joining Baron Capital, Inc. Katya worked at Goldman Sachs & Co. LLC.

Firm Information

Katya Rosenblatt is currently registered with Baron Capital, Inc.. Baron Capital, Inc. is a Corporation that was formed on March 16, 1982. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katya Rosenblatt’s Registration & Firm History

NY

04/23/2020 - Present

Baron Capital, Inc. (NEW YORK NY)

NY

10/21/2002 - 06/14/2018

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/10/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2009

Series 24 - General Securities Principal Examination

BC

Issued 12/14/2018

Series 3 - National Commodity Futures Examination

BC

Issued 06/14/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2002

Series 17 - Limited Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katya Rosenblatt.
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