Unclaimed
Katya Rosenblatt is a financial advisor with over 15 years of experience in the industry. She is currently a registered representative at Baron Capital, Inc. and is licensed to sell securities in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Katya is also a Series 24 Principal and holds the Series 3, SIE and Series 17 licenses. Prior to joining Baron Capital, Inc. Katya worked at Goldman Sachs & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/23/2020 - Present
Baron Capital, Inc. (NEW YORK NY)
NY
10/21/2002 - 06/14/2018
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 03/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 12/14/2018
Series 3 - National Commodity Futures Examination
BC
Issued 06/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2002
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
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