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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katya? Claim Your ProfileKatya Thompson-cantu is a financial advisor with Ameriprise Financial Services, LLC. Katya has been in the financial services industry since 1999. Katya holds Series 7, 63, and 65 licenses and has experience working with a variety of clients, including individuals, businesses, trusts, and estates. In addition to working with Ameriprise Financial Services, LLC, Katya is also a freelance musician.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/30/2021 - Present
Ameriprise Financial Services, LLC (Live Oak TX)
TX
06/10/2010 - 09/01/2021
CUNA BROKERAGE SERVICES, INC. (LIVE OAK TX)
TX
01/04/2010 - 05/17/2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC (SAN ANTONIO TX)
TX
09/04/2008 - 09/04/2009
ADVISORS ASSET MANAGEMENT, INC. (BOERNE TX)
TX
01/28/2008 - 09/11/2008
WAMU INVESTMENTS, INC. (SAN ANTONIO TX)
TX
10/21/2005 - 11/01/2007
CHASE INVESTMENT SERVICES CORP. (SAN ANTONIO TX)
TX
09/23/1999 - 08/15/2005
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
IA
Issued 03/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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