Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katy? Claim Your ProfileKaty Rose Vogler is a financial advisor with Ameriprise Financial Services, LLC. Katy has been in the industry since 2015 and has experience in both the broker-dealer and investment advisor space. Katy holds Series 7, 66, and SIE licenses and is also a Certified Financial Planner. Katy has previous experience with LPL Financial and Commonwealth Financial Network. Katy's clients are mainly individuals, corporations, and high-net-worth individuals. Katy provides financial planning, portfolio management, and asset allocation services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
05/09/2022 - Present
Ameriprise Financial Services, LLC (Marquette MI)
MI
06/30/2020 - 05/18/2022
LPL FINANCIAL LLC (MARQUETTE MI)
MI
01/03/2017 - 07/01/2020
COMMONWEALTH FINANCIAL NETWORK (MARQUETTE MI)
MI
03/28/2015 - 09/22/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Marquette MI)
BOTH
Issued 04/29/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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