Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katy? Claim Your ProfileKaty Hanke is a financial professional with over 9 years of experience in the industry. Katy is a registered representative with Capital Client Group, Inc. based in Los Angeles, California. She is also registered as an investment advisor representative in California. Prior to her current role, Katy worked as a financial professional with PIMCO Investments LLC in Newport Beach, California. Katy has passed the Series 3, Series 7, Series 63, and SIE exams and holds the Chartered Financial Analyst designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
07/14/2022 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CA
09/10/2012 - 11/15/2021
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
BC
Issued 12/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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