Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katy? Claim Your ProfileKaty Jane Duncan is a financial advisor with Equitable Distributors, LLC. Katy has been in the financial industry since June 3, 2015 and has a Series 6, Series 26, Series 63 and SIE licenses. Katy is registered in Iowa, North Carolina and with FINRA. Katy's previous employer was MWA Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
11/03/2022 - Present
Equitable Distributors, LLC (Charlotte NC)
IL
05/14/2015 - 10/12/2022
MWA FINANCIAL SERVICES INC. (ROCK ISLAND IL)
BC
Issued 06/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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