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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katy? Claim Your ProfileKaty Elizabeth Hood is a financial advisor with Fidelity Personal And Workplace Advisors. Katy has been in the financial services industry since September 2020. Katy's primary office is located in TUKWILA, WA. Katy holds the following licenses: Series 7, Series 66, Series 9 and Series 10. Katy has been registered as a securities representative in Massachusetts, Texas, Utah and Washington. Katy is also registered as an investment advisor in Texas and Washington. Katy's previous employment experience includes working at WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
06/05/2023 - Present
Fidelity Personal AND Workplace Advisors (TUKWILA WA)
WA
08/21/2020 - 03/09/2023
WELLS FARGO CLEARING SERVICES, LLC (FEDERAL WAY WA)
BOTH
Issued 09/22/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/08/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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