Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katy? Claim Your ProfileKaty Cleary is a financial advisor with LPL Financial LLC, a registered investment advisor. Katy has been in the industry since 2012 and has a variety of licenses and certifications, including Series 6, 7, 63, and 66. Katy works with clients to develop personalized financial plans and provides investment management services. Katy is also a Young Living Essential Oils distributor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DE
06/09/2021 - Present
LPL Financial LLC (HARRINGTON DE)
MD
07/11/2012 - 06/09/2021
M&T SECURITIES, INC. (CAMBRIDGE MD)
DE
04/02/2012 - 06/25/2012
INVEST FINANCIAL CORPORATION (MILLSBORO DE)
BOTH
Issued 07/02/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/30/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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