Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katsuhiko? Claim Your ProfileKatsuhiko Kosokabe is a financial professional with over 10 years of experience in the securities industry. Katsuhiko is currently registered with Daiwa Capital Markets America Inc. and holds a Series 7, Series 24 and Series 63 licenses. Katsuhiko has previously worked for DAIWA CAPITAL MARKETS AMERICA INC. in New York, NY. Katsuhiko has a broad range of experience and is licensed in 48 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/20/2015 - Present
Daiwa Capital Markets America Inc. (SAN FRANCISCO CA)
NY
01/01/2008 - 11/04/2011
DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)
BC
Issued 12/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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