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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katrina? Claim Your ProfileKatrina Valerie Montalvo is a financial advisor registered with Morgan Stanley. Katrina has over 15 years of experience in the financial services industry. She is a registered representative in multiple states and holds several professional licenses and certifications. Katrina is also a Registered Investment Advisor in New York and New Jersey. Her experience includes working with individuals, families, and institutions. Prior to joining Morgan Stanley, Katrina worked at Raymond James & Associates, Inc. Katrina is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/26/2017 - Present
Morgan Stanley (New York NY)
NJ
10/30/2013 - 04/17/2017
RAYMOND JAMES & ASSOCIATES, INC. (MORRISTOWN NJ)
NJ
06/01/2009 - 10/29/2013
MORGAN STANLEY (WARREN NJ)
NJ
12/05/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MORRISTOWN NJ)
BOTH
Issued 03/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/08/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2017
Series 3 - National Commodity Futures Examination
BC
Issued 04/07/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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