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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katrina? Claim Your ProfileKatrina Suzette Johnson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with over 16,000 clients and more than $1 trillion in regulatory assets under management. Katrina has been in the industry since 2012 and holds Series 66, Series 7 and SIE licenses. She is registered in 27 states for Broker-Dealer and Investment Advisor activities. Her areas of specialization include Retirement Planning, College Savings, Estate Planning, Insurance and Long-Term Care planning. Katrina provides portfolio management for individuals and businesses. Katrina is also active in the Santa Fe community and is a member of the Rotary Club of Santa Fe.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
05/02/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SANTA FE NM)
NM
09/11/2014 - 03/17/2017
LPL FINANCIAL LLC (SANTA FE NM)
NM
12/13/2011 - 01/02/2014
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
NM
10/12/2009 - 02/23/2010
WELLS FARGO ADVISORS, LLC (SANTA FE NM)
BOTH
Issued 09/18/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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