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Katrina Mohanna velasquez

Scotia Capital (usa) Inc.

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About Katrina Mohanna velasquez

Katrina Mohanna velasquez is a financial advisor with Scotia Capital (usa) Inc., a firm with a focus on investment banking. Katrina is registered with FINRA and the state of New York and 51 other states. Katrina has passed the Series 63, Series 79TO, and SIE exams. She is currently registered to provide securities advice in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Katrina has been working in the securities industry since August 15, 2022.

Firm Information

Katrina Mohanna velasquez is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katrina Mohanna velasquez’s Registration & Firm History

NY

08/16/2022 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/16/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/06/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katrina Mohanna velasquez.
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