Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katrina? Claim Your ProfileKatrina Elbert is an investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Katrina has been in the industry since December 14, 2013 and has a Series 7, Series 66 and SIE license. Katrina is also a registered investment advisor representative in Texas and Wisconsin. Katrina is registered with several other states and also worked with WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO ADVISORS, LLC prior to joining Merrill Lynch. Katrina works with individuals, corporations, high-net-worth individuals, pension and profit sharing plans, charitable organizations and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
09/10/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EAU CLAIRE WI)
WI
12/09/2013 - 09/03/2021
WELLS FARGO CLEARING SERVICES, LLC (EAU CLAIRE WI)
BOTH
Issued 01/31/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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