Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katrina? Claim Your ProfileKatrina Lynn Arthur is a financial advisor with Principal Securities, Inc., based in Des Moines, Iowa. Katrina holds Series 6, Series 63, and Series 65 licenses, and has been in the financial services industry since 2014. Katrina has experience providing financial planning services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. In addition to her role as a financial advisor with Principal Securities, Katrina is also a Bank/Trust Officer with Principal Bank and Principal Trust Company, and is a strong advocate for supporting her clients across both the insurance/broker-dealer and bank trust offerings of Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
09/14/2023 - Present
Principal Securities, Inc. (DES MOINES IA)
CT
03/23/2018 - 06/11/2018
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
02/24/2012 - 12/31/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)
CT
06/21/2010 - 09/27/2010
HARTFORD LIFE DISTRIBUTORS, LLC (SIMSBURY CT)
CT
01/01/2009 - 06/25/2010
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CT
12/21/2007 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IA
Issued 11/08/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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