Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katrina? Claim Your ProfileKatrina Larisa Peck is a financial advisor with over 25 years of experience in the industry. Katrina is currently registered with LPL Enterprise, LLC and holds a variety of licenses and certifications including Series 7, 24, 52TO, 53, 63, 65, 66, and 99TO. Katrina's previous employers include BANCWEST INVESTMENT SERVICES, INC., LORING WARD SECURITIES INC., and LOYAL3 SECURITIES INC. Katrina's expertise lies in providing financial planning, portfolio management for individuals and businesses, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/28/2024 - Present
LPL Enterprise, LLC (SAN DIEGO CA)
CA
02/05/2019 - 04/07/2020
BANCWEST INVESTMENT SERVICES, INC. (SACRAMENTO CA)
CA
05/26/2016 - 03/26/2018
LORING WARD SECURITIES INC. (Sacramento CA)
CA
11/07/2012 - 05/05/2016
LOYAL3 SECURITIES INC. (SAN FRANCISCO CA)
CA
08/24/2007 - 11/05/2012
HANSON MCCLAIN (SACRAMENTO CA)
CA
07/03/2002 - 08/17/2007
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
NJ
01/01/1997 - 06/25/2002
E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)
IA
Issued 05/10/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/18/1997
Series 4 - Registered Options Principal Examination
BC
Issued 02/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 03/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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