Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katrina? Claim Your ProfileKatrina Kerr Hayes is a financial advisor with over 20 years of experience in the industry. Katrina has been with Prospera Financial Services, Inc. since June 2013 and has previously worked at TCA FINANCIAL GROUP, LLC and WACHOVIA SECURITIES, LLC. Katrina has a wide range of experience and specializes in several areas, including retirement planning, investment management, and financial planning. Katrina is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
NC
06/28/2013 - Present
Prospera Financial Services, Inc. (Matthews NC)
NC
09/17/2004 - 06/28/2013
TCA FINANCIAL GROUP, LLC (CHARLOTTE NC)
MO
06/15/2002 - 10/04/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
01/10/2001 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 01/23/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/09/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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