Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katrina? Claim Your ProfileKatrina Spinato is a financial advisor at Vanguard Advisers, Inc. Katrina has been in the financial services industry for over 12 years and has a wide range of experience in providing financial advice to individuals, families, and businesses. Katrina holds the Series 7, Series 63, and Series 65 licenses. Katrina is also a Registered Representative with FINRA and a Registered Investment Adviser with the SEC. Katrina is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
05/05/2021 - Present
Vanguard Advisers, Inc. (Plano TX)
NY
01/29/2021 - 04/06/2021
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
10/03/2020 - 12/11/2020
NYLIFE SECURITIES LLC (NEW YORK NY)
NJ
01/15/2020 - 07/24/2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (MARLTON NJ)
PA
05/28/2015 - 01/03/2020
FIDELITY BROKERAGE SERVICES LLC (PHILADELPHIA PA)
PA
01/27/2014 - 05/14/2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PHILADELPHIA PA)
PA
05/29/2009 - 01/13/2014
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 04/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Katrina Spinato is the right advisor for you? Invested Better is here to help.
