Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katrina? Claim Your ProfileKatrina E Walker is a financial advisor with over 18 years of experience in the financial services industry. Katrina is currently registered with UBS Financial Services Inc. and has previously worked with McDonald Investments Inc. and A. G. Edwards & Sons, Inc. Katrina is licensed to provide investment advice in California, Ohio, and other states. She offers a range of financial planning services, including portfolio management for individuals and businesses, financial planning, educational seminars, and selection of other advisors. Katrina is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
02/09/2007 - Present
UBS Financial Services Inc. (COLUMBUS OH)
OH
08/02/2005 - 02/09/2007
MCDONALD INVESTMENTS INC. (DUBLIN OH)
MO
07/12/2004 - 08/09/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MD
03/31/2004 - 07/14/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 12/08/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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