Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katrina? Claim Your ProfileKatrina Coddington is a Registered Representative with Guggenheim Funds Distributors, LLC. Katrina is a Series 7, Series 11, and Series 63 licensed professional, and is registered in New York. Katrina has been in the industry since September 2012. Prior to joining Guggenheim Funds Distributors, LLC, Katrina worked at MIRAE ASSET SECURITIES (USA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Index licensing fee
1
2
IL
12/18/2014 - Present
Guggenheim Funds Distributors, LLC (chicago IL)
NY
09/24/2012 - 01/02/2015
MIRAE ASSET SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 09/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/22/2012
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
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