Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katrina? Claim Your ProfileKatrina Bargas is an investment advisor representative with LPL Financial LLC and has been in the industry since April 2021. Katrina is registered with the Financial Industry Regulatory Authority (FINRA) and has Series 7, Series 66 and SIE licenses. Katrina is a registered investment advisor in Arizona and other states. Prior to joining LPL Financial LLC, Katrina worked at CUNA Brokerage Services, Inc. and Vantage West Credit Union. Katrina provides financial planning and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
05/18/2022 - Present
LPL Financial LLC (TUCSON AZ)
AZ
04/19/2021 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Tucson AZ)
BOTH
Issued 05/24/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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