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Katrina Ann O'Leary

Northern Lights Distributors, LLC

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About Katrina Ann O'Leary

Katrina O'Leary is a registered representative with Northern Lights Distributors, LLC. Katrina has been in the financial services industry for over 18 years. Katrina has Series 66, Series 7 and SIE licenses and is registered in Kentucky, Nebraska, and New York. Before joining Northern Lights Distributors, LLC, Katrina was a registered representative with Ultimus Fund Distributors, LLC, G.Research, LLC, Foreside Fund Services, LLC, PNC Funds Distributor, LLC, and NYLIFE Distributors LLC.

Firm Information

Katrina O'Leary is currently registered with Northern Lights Distributors, LLC. Northern Lights Distributors, LLC is a Limited Liability Company formed in December 2003. The company is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katrina O'Leary’s Registration & Firm History

NE

02/22/2023 - Present

Northern Lights Distributors, LLC (ELKHORN NE)

OH

07/05/2018 - 02/21/2023

ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)

NY

10/28/2016 - 07/06/2018

G.RESEARCH, LLC (RYE NY)

KY

08/22/2012 - 07/19/2016

FORESIDE FUND SERVICES, LLC (LOUISVILLE KY)

ME

06/17/2011 - 08/22/2012

PNC FUNDS DISTRIBUTOR, LLC (PORTLAND ME)

NY

04/01/2002 - 05/05/2009

NYLIFE DISTRIBUTORS LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/26/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katrina Ann O'Leary.
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