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Katie Williams Thomas

Truist Investment Services, Inc.

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About Katie Williams Thomas

Katie Williams Thomas is a financial professional registered with Truist Investment Services, Inc. and Truist Securities, Inc. Katie has passed the Securities Industry Essentials (SIE) and Operations Professional Examination (Series 99TO). Katie's current primary work location is in Atlanta, Georgia.

Firm Information

Katie Thomas is currently registered with Truist Investment Services, Inc.. Truist Investment Services, Inc. is a corporation formed on November 27, 1985. It is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

162

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katie Thomas’s Registration & Firm History

GA

11/17/2023 - Present

Truist Investment Services, Inc. (ATLANTA GA)

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Licenses & Designations

BC

Issued 09/28/2023

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Katie Williams Thomas. Review regulatory record here.
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