Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Speckman is a financial advisor with Northwestern Mutual Investment Services, LLC, and has been in the industry since 2006. Katie specializes in providing investment advice to individuals, families, and businesses. Katie is registered with the state of Indiana and holds the Series 6, Series 7, and Series 63 securities licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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IN
05/05/2022 - Present
Northwestern Mutual Investment Services, LLC (Indianapolis IN)
IN
03/16/2005 - 11/30/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Indianapolis IN)
BC
Issued 11/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/15/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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