Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Mundy is a financial advisor with Stonex Financial Inc. Katie has been in the financial industry since January 2018 and is registered with the Financial Industry Regulatory Authority (FINRA). Katie is licensed to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/20/2021 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
11/29/2017 - 02/17/2021
ODEON CAPITAL GROUP LLC (NEW YORK NY)
BC
Issued 12/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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