Unclaimed
Katie Nicoll is a financial advisor with Cambridge Investment Research, Inc., located in Virginia Beach, VA. Katie has been in the industry since 2008. Katie is licensed in Virginia. Katie holds the Series 6, Series 63, and SIE licenses. Previously, Katie was associated with OSAIC WEALTH, INC. and SIGNATOR INVESTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
08/01/2023 - Present
Cambridge Investment Research, Inc. (Virginia Beach VA)
VA
11/02/2018 - 08/03/2023
OSAIC WEALTH, INC. (VIRGINIA BEACH VA)
VA
09/15/2008 - 11/02/2018
SIGNATOR INVESTORS, INC. (VIRGINIA BEACH VA)
BC
Issued 12/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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