Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katie? Claim Your ProfileKatie Paige Western is a financial advisor with Charles Schwab & CO., Inc. Katie has been in the industry since 2013. She has a Series 7, Series 66 and SIE. Katie is registered in Michigan and Colorado. Katie has experience with Hall & Romkema Financial Services, LLC, TD Ameritrade, Inc. and Charles Schwab Bank, SSB. Katie works with individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
MI
01/10/2023 - Present
Charles Schwab & CO., Inc. (East Lansing MI)
NE
01/30/2023 - 07/29/2024
TD AMERITRADE, INC. (OMAHA NE)
MI
02/22/2013 - 12/20/2022
HALL & ROMKEMA FINANCIAL SERVICES, LLC (EAST LANSING MI)
BOTH
Issued 04/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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